Proposed new guidance on order execution only account services and activities

The Canadian Investment Regulatory Organization (CIRO) is proposing to replace CIRO Guidance Note 3400-21-003 Guidance on order execution only account services and activities (referred to as the current OEO Guidance) with the proposed guidance attached here as Appendix 1 (referred to as the Proposed Guidance).

Welcome to CIRO.ca!

You can find the Canadian Investment Regulatory Organization (CIRO) at CIRO.ca with our fresh look and feel.