Unpaid Fines Report

The Unpaid Fines Report is for information purposes only and is updated on a quarterly basis. The report lists individuals who failed to pay fines, disgorgement, or the costs imposed as a result of an enforcement proceeding before a CIRO Hearing Panel (or a prior IIROC or MFDA Hearing Panel).

Updated as of June 30, 2026

Unpaid Fines Report

Individual Date of Penalty Decision or Settlement Agreement Amount of Fine, Disgorgement (if any) and/or costs Province Amount Paid
Tomkins, Michael Rowland 25 March 2025 $2,280,396.50 BC None
Ton-That, Viet 15 April 2021 $45,000 ON None
Tong, Tony 21 October 2013 $97,500 AB None
Tonnies, Arnold 27 June 2005 $357,500 SK None
Torchia, Michele 17 January 2011 $72,500 ON None
Toussaint, Carmel 15 September 2011 $12,500 ON None
Travis, Jeremy 14 March 2018 $55,000 ON Partial
Trenholm, Daniel Murray 24 November 2009 $30,000 NS None
Trieu, Nhat 19 August 2022 $47,500 ON None
Trites, Bradley Ferris 27 October 2010 $29,500 BC None

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