The Unpaid Fines Report is for information purposes only and is updated on a quarterly basis. The report lists individuals who failed to pay fines, disgorgement, or the costs imposed as a result of an enforcement proceeding before a CIRO Hearing Panel (or a prior IIROC or MFDA Hearing Panel).
Updated as of June 30, 2026
Unpaid Fines Report
| Individual | Date of Penalty Decision or Settlement Agreement | Amount of Fine, Disgorgement (if any) and/or costs | Province | Amount Paid |
|---|---|---|---|---|
| Thai, Thomas Thong | 15 December 2015 | $70,000 | AB | Partial |
| Theroux, Alain | 21 October 2013 | $57,500 | ON | None |
| Thiessen, Robert | 27 January 2016 | $260,000 | ON | None |
| Thomas, Hope | 25 April 2023 | $310,000 | BC | None |
| Thompson, Royston | 26 July 2018 | $2,500 | ON | None |
| Toh, Weng Lok | 20 June 2011 | $25,000 | AB | Partial |
| Tomkins, Michael Rowland | 25 March 2025 | $2,280,396.50 | BC | None |
| Ton-That, Viet | 15 April 2021 | $45,000 | ON | None |
| Tong, Tony | 21 October 2013 | $97,500 | AB | None |
| Tonnies, Arnold | 27 June 2005 | $357,500 | SK | None |