The Unpaid Fines Report is for information purposes only and is updated on a quarterly basis. The report lists individuals who failed to pay fines, disgorgement, or the costs imposed as a result of an enforcement proceeding before a CIRO Hearing Panel (or a prior IIROC or MFDA Hearing Panel).
Updated as of September 30, 2023
Unpaid Fines Report
| Individual | Date of Penalty Decision or Settlement Agreement | Amount of Fine, Disgorgement (if any) and/or costs | Province | Amount Paid |
|---|---|---|---|---|
| Yin, Chanrith | 4 July 2022 | $1,754,210 | ON | None |
| Yoannou, Paul | 25 April 2013 | $6,057,500 | ON | None |
| Young, Karen Marie | 2 June 2010 | $42,500 | BC | None |
| Yung, Hon Ting Patrick | 19 May 2022 | $310,000 | ON | None |
| Zamrykut, Raymond | 24 September 2019 | $7,500 | MB | None |
| Zhang, Wei | 1 October 2013 | $80,000 | ON | None |