Investor Alert:
CIRO is warning Canadian investors about fraudulent emails impersonating Interactive Brokers Canada Inc. (IBKR), a CIRO member.
Unpaid Fines Report
The Unpaid Fines Report is for information purposes only and is updated on a quarterly basis. The report lists individuals who failed to pay fines, disgorgement, or the costs imposed as a result of an enforcement proceeding before a CIRO Hearing Panel (or a prior IIROC or MFDA Hearing Panel).
Updated as of June 30, 2026
Unpaid Fines Report
| Individual | Date of Penalty Decision or Settlement Agreement | Amount of Fine, Disgorgement (if any) and/or costs | Province | Amount Paid |
|---|---|---|---|---|
| St Pierre, Luc | 18 August 2008 | $100,000 | QC | None |
| St. John, Donald Jacob | 27 October 2016 | $57,500 | ON | Partial |
| St. Pierre, Marc Leon | 8 November 2022 | $5,940,000 | AB | None |
| Steel, Jordan | 5 February 2013 | $108,454 | BC | None |
| Steer, Douglas Terrence | 27 January 2015 | $156,000 | BC | None |
| Stefaniuk, Gerald | 29 September 2015 | $35,000 | BC | None |
| Stefiuk, Todd William | 26 April 2011 | $40,000 | AB | Partial |
| Stemshorn-Russell, Lucas | 22 January 2018 | $5,000 | BC | Partial |
| Stevens, Scott Andrew | 1 June 2006 | $63,000 | ON | None |
| Stokman, Andrew | 14 October 2005 | $75,000 | ON | Partial |
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