Investor Alert:
CIRO is warning Canadian investors about fraudulent emails impersonating Interactive Brokers Canada Inc. (IBKR), a CIRO member.
Unpaid Fines Report
The Unpaid Fines Report is for information purposes only and is updated on a quarterly basis. The report lists individuals who failed to pay fines, disgorgement, or the costs imposed as a result of an enforcement proceeding before a CIRO Hearing Panel (or a prior IIROC or MFDA Hearing Panel).
Updated as of June 30, 2026
Unpaid Fines Report
| Individual | Date of Penalty Decision or Settlement Agreement | Amount of Fine, Disgorgement (if any) and/or costs | Province | Amount Paid |
|---|---|---|---|---|
| Suppal, Ravindra Kumar | 24 March 2017 | $70,000 | MB | None |
| Surette, Frank | 12 November 2019 | $61,188 | ON | None |
| Szekely, Blaise | 24 October 2019 | $155,000 | AB | Partial |
| Tabesh, Sama | 27 November 2018 | $40,000 | ON | None |
| Taggart, Glenn Arthur | 30 April 2015 | $90,000 | ON | None |
| Taggart, Glenn Arthur | 8 May 2013 | $18,000 | ON | Partial |
| Tahir, Mohamed | 8 April 2015 | $185,000 | ON | None |
| Tan, Lucillia | 4 October 2021 | $135,000 | BC | None |
| Targerson, Derek | 1 September 2021 | $10,000 | SK | None |
| Tassone, Alberto | 21 March 2019 | $258,648 | BC | None |
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