The Unpaid Fines Report is for information purposes only and is updated on a quarterly basis. The report lists individuals who failed to pay fines, disgorgement, or the costs imposed as a result of an enforcement proceeding before a CIRO Hearing Panel (or a prior IIROC or MFDA Hearing Panel).
Updated as of September 30, 2023
Unpaid Fines Report
| Individual | Date of Penalty Decision or Settlement Agreement | Amount of Fine, Disgorgement (if any) and/or costs | Province | Amount Paid |
|---|---|---|---|---|
| Beck, Gary | 17 July 2012 | $38,315 | ON | None |
| Beckford, Ioana | 27 January 2015 | $210,000 | ON | None |
| Beland, Alain | 18 November 2010 | $15,000 | QC | None |
| Belknap, John Richard | 19 May 2020 | $185,000 | ON | Partial |
| Benarroch, Georges | 16 February 2011 | $300,000 | ON | None |
| Benson, Roberta | 7 July 2021 | $40,000 | ON | None |
| Bergeron, Andre | 3 October 2008 | $75,000 | QC | None |
| Bergeron, Daniel Claude | 26 February 2013 | $45,000 | QC | None |
| Bhathal, Rupinder | 6 October 2016 | $165,000 | BC | None |
| Biduk, Roger Michael | 21 August 2013 | $150,000 | QC | None |