Batla, Azhar

File Number

202206

Status

Concluded

Outcome

Costs $15000.00; Fine $145000.00; Permanent Prohibition

Relevant documents:

Order2-202206.pdf

Order3-202206.pdf

Order202206.pdf

Batla, Azhar - Reasons for Decision - 202206

Notices about this Proceeding:

02/22/22

MFDA announces disciplinary proceeding in respect of Azhar Batla

Type:

Hearing Notice

04/22/22

MFDA schedule dates for Hearing on the Merits in the matter of Azhar Batla

Type:

Hearing Notice

08/29/22

MFDA reschedules Hearing on the Merits in the matter of Azhar Batla

Type:

Hearing Notice

10/12/22

MFDA Hearing Panel reserves judgment in the matter of Azhar Batla

Type:

Decision Notice

10/20/22

MFDA Hearing Panel makes findings and schedules date for penalty hearing in the matter of Azhar Batla

Type:

Decision Notice

11/22/22

MFDA Hearing Panel imposes sanctions in the matter of Azhar Batla

Type:

Decision Notice

07/20/23

CIRO Hearing Panel issues Reasons for Decision in the matter of Azhar Batla

Type:

Decision Notice

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