The Unpaid Fines Report is for information purposes only and is updated on a quarterly basis. The report lists individuals who failed to pay fines, disgorgement, or the costs imposed as a result of an enforcement proceeding before a CIRO Hearing Panel (or a prior IIROC or MFDA Hearing Panel).
Updated as of September 30, 2023
Unpaid Fines Report
| Individual | Date of Penalty Decision or Settlement Agreement | Amount of Fine, Disgorgement (if any) and/or costs | Province | Amount Paid |
|---|---|---|---|---|
| Brower-Berkhoven, Russell | 28 August 2012 | $207,500 | AB | None |
| Brown john, Raymond | 22 August 2005 | $195,000 | BC | None |
| Brown, Edward | 10 February 2015 | $32,500 | NL | None |
| Brown, Ronald | 22 June 2010 | $50,000 | ON | None |
| Brum, Paul | 7 October 2020 | $10,000 | BC | None |
| Burner, Gregory James Richard | 30 November 2010 | $20,000 | MB | None |
| Buskell, John D.W. | 25 June 2008 | $81,836 | AB | None |
| Bytnar, Tadeusz | 10 February 2011 | $157,500 | AB | Partial |
| Caicco, Patrick | 4 August 2015 | $55,000 | ON | None |
| Campbell, Brian | 16 June 2008 | $57,500 | BC | None |