The Unpaid Fines Report is for information purposes only and is updated on a quarterly basis. The report lists individuals who failed to pay fines, disgorgement, or the costs imposed as a result of an enforcement proceeding before a CIRO Hearing Panel (or a prior IIROC or MFDA Hearing Panel).
Updated as of September 30, 2023
Unpaid Fines Report
| Individual | Date of Penalty Decision or Settlement Agreement | Amount of Fine, Disgorgement (if any) and/or costs | Province | Amount Paid |
|---|---|---|---|---|
| Bansal, Gurpreet | 6 October 2016 | $15,000 | BC | None |
| Barkwell, Richard | 11 December 2018 | $10,000 | BC | None |
| Bartolini, Deborah (Debbie) | 24 May 2016 | $55,000 | ON | None |
| Batac, Ellen Grace | 24 June 2014 | $2,010,000 | ON | Partial |
| Bateman, Scott | 28 May 2014 | $22,000 | BC | None |
| Bautista, Jose | 12 July 2012 | $157,500 | ON | None |
| Bazilinsky, Michael | 2 March 2018 | $37,000 | ON | Partial |
| Bealer, Gregory Paul | 20 October 2022 | $72,269 | AB | None |
| Beaulne, Benoit | 31 October 2012 | $41,491 | QC | None |
| Becher, Robert Campbell | 2 June 2014 | $25,000 | ON | Partial |