D'Souza, Everest

File Number

202156

Status

Concluded

Outcome

Costs $2500.00; Fine $30000.00

Relevant documents:

Reasons202156.pdf

Notices about this Proceeding:

12/20/21

MFDA announces disciplinary proceeding in respect of Everest D’Souza

Type:

Hearing Notice

02/03/22

MFDA schedules date for Hearing on the Merits in the matter of Everest D’Souza

Type:

Hearing Notice

04/26/22

MFDA schedules date for Hearing on the Merits in the matter of Everest D’Souza

Type:

Hearing Notice

06/13/22

MFDA Hearing Panel confirms hearing date in the matter of Everest D’Souza

Type:

Hearing Notice

07/15/22

MFDA Hearing Panel confirms hearing date in the matter of Everest D’Souza

Type:

Hearing Notice

08/30/22

MFDA Hearing Panel adjourns hearing in the matter of Everest D’Souza

Type:

Hearing Notice

09/30/22

MFDA Hearing Panel makes findings of misconduct and imposes sanctions against Everest D’Souza

Type:

Decision Notice

10/20/22

MFDA Hearing Panel orders payment schedule in the matter of Everest D’Souza

Type:

Decision Notice

12/13/22

MFDA Hearing Panel issues Reasons for Decision in the matter of Everest D’Souza

Type:

Decision Notice

Welcome to CIRO.ca!

You can find the Canadian Investment Regulatory Organization (CIRO) at CIRO.ca with our fresh look and feel.