| Canadian Investment Regulatory Organization

CIRO to Hold an Appearance in the Matter of Teymur Englesby and Cale Nishimura

September 23, 2025

CIRO to Hold a Disciplinary Hearing for James Hartwell

September 23, 2025

CIRO Sanctions James Benjamin Peddle

Decision Notice

September 24, 2025

Guidance on Relevant Education and Experience Requirements

September 26, 2025

CIRO Proficiency Exemption Requests

September 26, 2025

Investment Dealer

CIRO Hearing Panel issues Reasons for Decision in the matter of Mohammed (Hamoudi) Dakik

Decision Notice

September 18, 2025

Queensbury Capital Corporation

Change in Control/Ownership

September 16, 2025

CIRO Hearing Panel issues Reasons for Decision in the matter of Marcos David Magallanes Conde

Decision Notice

September 15, 2025

CIRO Hearing Panel issues Reasons for Decision in the matter of Jeremy Earl Clark

Decision Notice

September 15, 2025

CIRO Hearing Panel issues Reasons for Decision in the matter of Jeremy Liam Short

Decision Notice

September 12, 2025

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