| Canadian Investment Regulatory Organization

Approval of MFDA Continuing Education (CE) Requirements

Member Bulletin

Mutual Fund Dealer

Publication of Final Amendments to Enhance Protection of Older and Vulnerable Clients - National Instrument 31-103 (NI 31-103)

Policy Bulletin

Mutual Fund Dealer

Amalgamation - Investia Financial Services Inc. and FundEX Investments Inc.

Mutual Fund Dealer

Client Focused Reforms (CFR) – Implementation of Requirements Related to Conflicts of Interest

Policy Bulletin

Mutual Fund Dealer

Publication for Comment – CFR Conforming Changes to MSN-0069 (Suitability)

Policy Bulletin

Mutual Fund Dealer

Canada Deposit Insurance Corporation (CDIC) New Broker/Dealer Requirements for Nominee Name Client Deposits

Member Bulletin

Mutual Fund Dealer

Account Transfers - Summary of Comments

Compliance Bulletin

Mutual Fund Dealer

TFSA Maximizer Schemes

Member Bulletin

Mutual Fund Dealer

OSC Adopts Ban on the use of Deferred Sales Charge

Policy Bulletin

Mutual Fund Dealer

Vulnerability and Financial Advice: A Broader Look at the Factors That May Increase the Risk of Client Vulnerability

Member Bulletin

Mutual Fund Dealer

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You can find the Canadian Investment Regulatory Organization (CIRO) at CIRO.ca with our fresh look and feel.