| Canadian Investment Regulatory Organization

Client Focused Reforms, Trusted Contact Persons/Temporary Holds: December 31, 2021 Effective Date for Conforming Changes to MFDA Regulatory Instruments

Policy Bulletin

December 17, 2021

Mutual Fund Dealer

MFDA Member Regulation Webcast

Member Bulletin

December 10, 2021

Mutual Fund Dealer

Annual General and Special Meeting of Members

Member Bulletin

December 3, 2021

Mutual Fund Dealer

Implementation of Continuing Education (CE) Requirements

Member Bulletin

December 1, 2021

Mutual Fund Dealer

Publication for Comment – Proposed New Policy No. 11 (Proficiency Standards for the Sale of Alternative Mutual Funds)

Policy Bulletin

November 25, 2021

Mutual Fund Dealer

Approval of Housekeeping Amendments to MFDA Rules 2.2 (Client Accounts) and 5.1 (Requirement for Records)

Policy Bulletin

November 18, 2021

Mutual Fund Dealer

FP Canada recognized by MFDA as a Third Party Accreditor

Member Bulletin

November 16, 2021

Mutual Fund Dealer

New Continuing Education Guidance for Approved Persons and Providers

Member Bulletin

October 29, 2021

Mutual Fund Dealer

MFDA 2021 Annual Report

Member Bulletin

October 15, 2021

Mutual Fund Dealer

The MFDA Investor Protection Corporation (IPC) – 2021 Annual Report

Member Bulletin

September 21, 2021

Mutual Fund Dealer

Welcome to CIRO.ca!

You can find the Canadian Investment Regulatory Organization (CIRO) at CIRO.ca with our fresh look and feel.