| Canadian Investment Regulatory Organization

Webinar Hosted by NPC DataGuard: 10 Steps to Protect Your Business from Ransomware

Member Bulletin

September 15, 2021

Mutual Fund Dealer

Change of Name - Altimum Mutuals Inc. to Oakhaven Wealth Advisors Inc.

September 13, 2021

Mutual Fund Dealer

Client Focused Reforms (CFR) – CSA Notice of Approval / Non-Objection for Conforming Changes to MFDA Regulatory Instruments

Policy Bulletin

September 2, 2021

Mutual Fund Dealer

Resignation - Acadia Financial Services Inc.

August 24, 2021

Mutual Fund Dealer

OBSI Joint Regulators Committee Annual Report for 2020

Member Bulletin

Mutual Fund Dealer

Publication of CSA Position Paper 25-404 – New Self-Regulatory Organization Framework

Policy Bulletin

Mutual Fund Dealer

Notice of Intention to Resign - Y.I.S. Financial Inc.

Intention to Resign

Mutual Fund Dealer

Research Report: Improving Fee Disclosures for Canadian Investors

Member Bulletin

Mutual Fund Dealer

Performance Reporting Targeted Review

Compliance Bulletin

Mutual Fund Dealer

CERTS – Onboarding Plan

Member Bulletin

Mutual Fund Dealer

Welcome to CIRO.ca!

You can find the Canadian Investment Regulatory Organization (CIRO) at CIRO.ca with our fresh look and feel.