| Canadian Investment Regulatory Organization

Proposed Amendments to MFDA Rules 2.3.2, and 2.3.3 (Limited Trading Authorization) - Publication of CSA Notice of Approval / Non-Objection

Policy Bulletin

Mutual Fund Dealer

Proposed Amendments to MFDA Rule 1.1.2 (Compliance by Approved Persons) - Publication of CSA Notice of Approval / Non-Objection

Policy Bulletin

Mutual Fund Dealer

Regional Council Update

Member Bulletin

Mutual Fund Dealer

Amendments to National Instrument 33-109 Registration Information and Changes to the Companion Policy to NI 33-109 Registration Information

Policy Bulletin

Mutual Fund Dealer

The Institute for Advanced Financial Education (“The Institute”) recognized by MFDA as a Third Party Accreditor

Member Bulletin

Mutual Fund Dealer

CSA Announcement of boards for new SRO and IPF and publication of draft documents for comment

Policy Bulletin

Mutual Fund Dealer

New Member - FORTAX Private Wealth Corp.

Mutual Fund Dealer

Call for Nominations to Regional Councils

Member Bulletin

Mutual Fund Dealer

Notice of Intention to Resign - Leith Wheeler Investment Funds Ltd.

Intention to Resign

Mutual Fund Dealer

Resignation Bulletin #0900-M - Y.I.S. Financial Inc.

February 3, 2022

Mutual Fund Dealer

Welcome to CIRO.ca!

You can find the Canadian Investment Regulatory Organization (CIRO) at CIRO.ca with our fresh look and feel.