| Canadian Investment Regulatory Organization

Notice of Intention to Resign - TeamMax Investment Corp.

Intention to Resign

January 27, 2022

Mutual Fund Dealer

Amalgamation - Excel Private Wealth Inc. and Quadrus Investment Services Ltd.

January 10, 2022

Mutual Fund Dealer

New Member - Designed Investments Inc.

January 5, 2022

Mutual Fund Dealer

2022 Financial Filing Deadlines

Member Bulletin

January 4, 2022

Mutual Fund Dealer

Trusted Contact and Temporary Hold Amendments to MFDA Rules now in Effect

Policy Bulletin

December 31, 2021

Mutual Fund Dealer

CFR Conforming Amendments to MFDA Regulatory Instruments Now in Effect

Policy Bulletin

December 31, 2021

Mutual Fund Dealer

Withdrawal of Proposed Amendments to MFDA Rule 1.2.5 (Misleading Business Titles Prohibited)

Policy Bulletin

December 23, 2021

Mutual Fund Dealer

Withdrawal of Proposed Amendments to MFDA Rules 2.3.1(b) (Discretionary Trading) and 2.2.5 (Relationship Disclosure)

Policy Bulletin

December 23, 2021

Mutual Fund Dealer

CFR Conforming Amendments to MSN-0069 - (Suitability): Summary of Comments

Policy Bulletin

December 21, 2021

Mutual Fund Dealer

CSA Publication of Final Amendments to National Instrument 33-109 Registration Information and Changes to Companion Policy 33-109CP Registration Information

Policy Bulletin

December 20, 2021

Mutual Fund Dealer

Welcome to CIRO.ca!

You can find the Canadian Investment Regulatory Organization (CIRO) at CIRO.ca with our fresh look and feel.