CIRO Hearing Panel accepts settlement agreement with Bernard Phanthavong MFDA Rules Decision Notice July 12, 2023
CIRO Hearing Panel accepts settlement agreement with Charlene Waldmo MFDA Rules Decision Notice July 11, 2023
CIRO Hearing Panel accepts settlement agreement with Poorvika Kandiah MFDR Decision Notice July 11, 2023
CIRO Hearing Panel accepts settlement agreement with Maria Santos MFDA Rules Decision Notice July 11, 2023
CIRO announces disciplinary proceeding in respect of Samantha Cauvier MFDR Hearing Notice July 6, 2023
CIRO Hearing Panel accepts settlement agreement with Megan Stokes MFDA Rules Decision Notice June 29, 2023
CIRO announces settlement hearing to take place in the matter of Seongho (Steve) Park MFDA Rules Hearing Notice June 28, 2023
CIRO Hearing Panel accepts settlement agreement with Megha Arora MFDA Rules Decision Notice June 28, 2023