| Canadian Investment Regulatory Organization

CIRO to Hold a Settlement Hearing for Miranda Sirri Che

October 3, 2023

CIRO issues Notice of Settlement Hearing in respect of Robert Friesen

September 28, 2023

CIRO announces settlement hearing to take place in the matter of George Yamamoto

September 26, 2023

CIRO converts hearing on the merits date to settlement hearing in the matter of Autumn Farmer

September 25, 2023

CIRO to Hold a Settlement Hearing for Shawn Michael Obradovic Mollons

September 8, 2023

CIRO Hearing Panel accepts settlement agreement with Ramanbhai Patel

Decision Notice

August 21, 2023

CIRO schedules date for Hearing on the Merits in the matter of Samantha Cauvier

August 17, 2023

CIRO schedules date for Hearing on the Merits in the matter of Autumn Farmer

August 16, 2023

CIRO Hearing Panel accepts settlement agreement with Andrew Tachauer

Decision Notice

August 11, 2023

CIRO Hearing Panel issues Reasons for Decision in the matter of Teagan Kliever

Decision Notice

August 10, 2023

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