| Canadian Investment Regulatory Organization

CIRO Hearing Panel Finds Andrew Kazina Liable

Decision Notice

November 28, 2023

CIRO issues Notice of Settlement Hearing in respect of Mei-Hui Bobb

November 17, 2023

CIRO Hearing Panel accepts settlement agreement with Vikram Jindal

Decision Notice

November 15, 2023

CIRO Hearing Panel accepts settlement agreement with Shawn Michael Obradovic Mollons

Decision Notice

November 14, 2023

CIRO Hearing Panel issues Reasons for Decision in the matter of Ken David Derksen

Decision Notice

November 14, 2023

CIRO Hearing Panel reschedules hearing in the matter of Samantha Cauvier

November 10, 2023

CIRO Hearing Panel issues Reasons for Decision in the matter of Megan Stokes

Decision Notice

November 10, 2023

CIRO Hearing Panel issues Reasons for Decision in the matter of Maria Santos

Decision Notice

November 10, 2023

CIRO Hearing Panel accepts settlement agreement with Miranda Sirri Che

Decision Notice

November 9, 2023

CIRO Hearing Panel issues Reasons for Decision in the matter of Albert Routhier

Decision Notice

November 9, 2023

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