| Canadian Investment Regulatory Organization

New SRO schedules date for pre-hearing motion in the matter of Antonio Luciano

Mutual Fund Dealer

New SRO Hearing Panel reserves judgment in the matter of Andrew Kazina

Decision Notice

New SRO Hearing Panel accepts settlement agreement with Albert Routhier

Decision Notice

New SRO Hearing Panel accepts settlement agreement with Sungsoo (Steve) Lee

Decision Notice

New SRO announces disciplinary proceeding in respect of Baljit Rana

New SRO Hearing Panel accepts settlement agreement with Robert Fulton

Decision Notice

New SRO schedules hearing date in the matter of Brent Polischuk

New SRO Hearing Panel issues Reasons for Decision in the matter of Dennis Duclos

Decision Notice

New SRO Hearing Panel issues Reasons for Decision in the matter of Roger Gebhardt

Decision Notice

New SRO Hearing Panel adjourns settlement hearing in the matter of Megha Arora

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