| Canadian Investment Regulatory Organization

CIRO amends start time of Hearing on the Merits in the matter of Samantha Cauvier

November 8, 2023

CIRO Hearing Panel issues Reasons for Decision in the matter of Bernard Phanthavong

Decision Notice

November 8, 2023

CIRO Hearing Panel accepts settlement agreement with George Yamamoto

Decision Notice

November 7, 2023

CIRO Hearing Panel issues Reasons for Decision in the matter of Zhicheng (Charles) Jiang

Decision Notice

November 6, 2023

CIRO Hearing Panel issues Reasons for Decision in the matter of Ryan Small

Decision Notice

November 6, 2023

CIRO Hearing Panel issues Decision and Reasons in the matter of Brent Polischuk

Decision Notice

November 2, 2023

CIRO Hearing Panel accepts settlement agreement and issues Reasons for Decision in the matter of Seongho (Steve) Park

Decision Notice

October 20, 2023

CIRO issues Notice of Settlement Hearing in respect of Vikram Jindal

October 17, 2023

CIRO Hearing Panel accepts settlement agreement with Matthew Ewonus

Decision Notice

October 11, 2023

CIRO Hearing Panel accepts settlement agreement with Stephen Talosi

Decision Notice

October 10, 2023

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