| Canadian Investment Regulatory Organization

A CIRO Hearing Panel issues decision and reasons in the matter of Patricia Sonne

Decision Notice

December 11, 2023

CIRO announces settlement hearing to take place in the matter of Samantha Cauvier

December 8, 2023

CIRO Hearing Panel issues Reasons for Decision in the matter of Charles Leigh Hogg

Decision Notice

December 8, 2023

CIRO issues Reasons for Decision in the matter of Edward Dudding

Decision Notice

December 8, 2023

CIRO Hearing Panel issues Reasons for Decision in the matter of Susan Suet Man Cheung

Decision Notice

December 7, 2023

CIRO Hearing Panel issues Reasons for Decision in the matter of Jennifer Ajin

Decision Notice

December 6, 2023

CIRO Hearing Panel issues Reasons for Decision in the matter of George Yamamoto

Decision Notice

December 5, 2023

CIRO schedules appearance in the matter of Brent Polischuk

December 5, 2023

CIRO Hearing Panel makes findings of misconduct and imposes sanctions against Jennifer Beh

Decision Notice

November 30, 2023

CIRO Hearing Panel issues Decision on Sanctions and Reasons in the matter of Nicholas Andrew Rivet

Decision Notice

November 30, 2023

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