The Unpaid Fines Report is for information purposes only and is updated on a quarterly basis. The report lists individuals who failed to pay fines, disgorgement, or the costs imposed as a result of an enforcement proceeding before a CIRO Hearing Panel (or a prior IIROC or MFDA Hearing Panel).
Updated as of June 30, 2026
Unpaid Fines Report
| Individual | Date of Penalty Decision or Settlement Agreement | Amount of Fine, Disgorgement (if any) and/or costs | Province | Amount Paid |
|---|---|---|---|---|
| Pino, Alfredo | 8 February 2019 | $425,000 | ON | None |
| Polischuk, Brent Michael | 10 January 2024 | $147,713.41 | BC | None |
| Poll, Lineo | 25 February 2025 | $34,600 | ON | Partial |
| Popen, Stephen | 20 September 2012 | $267,500 | ON | None |
| Popovich, George | 13 May 2015 | $150,000 | ON | None |
| Poulin, Patrick | 25 April 2023 | $42,000 | QC | None |
| Powell, Anne Katrina | 10 November 2014 | $5,000 | AB | None |
| Pretty, George | 2 July 2014 | $130,000 | NL | None |
| Prior, Glenn | 17 January 2013 | $25,000 | ON | None |
| Puri, Rajiv | 20 January 2014 | $46,000 | ON | None |