The Unpaid Fines Report is for information purposes only and is updated on a quarterly basis. The report lists individuals who failed to pay fines, disgorgement, or the costs imposed as a result of an enforcement proceeding before a CIRO Hearing Panel (or a prior IIROC or MFDA Hearing Panel).
Updated as of June 30, 2026
Unpaid Fines Report
| Individual | Date of Penalty Decision or Settlement Agreement | Amount of Fine, Disgorgement (if any) and/or costs | Province | Amount Paid |
|---|---|---|---|---|
| Pan, Sammy Shieh Lung | 27 April 2012 | $165,000 | BC | None |
| Papp, Roland | 13 December 2016 | $30,000 | ON | None |
| Park, James Seong II | 1 October 2010 | $40,000 | ON | None |
| Parkinson, David Charles | 14 March 2012 | $40,000 | BC | Partial |
| Parkinson, Robert Roy | 17 March 2005 | $382,500 | ON | None |
| Pathan, Anjum | 27 November 2018 | $67,500 | ON | None |
| Pawar, Gurpreet Singh | 23 October 2012 | $85,000 | BC | None |
| Pedersson, George | 27 April 2017 | $10,000 | BC | None |
| Pekel, Arman | 21 December 2020 | $25,000 | ON | Partial |
| Penney, Melvin | 15 April 2009 | $5,000 | NB | Partial |