The Unpaid Fines Report is for information purposes only and is updated on a quarterly basis. The report lists individuals who failed to pay fines, disgorgement, or the costs imposed as a result of an enforcement proceeding before a CIRO Hearing Panel (or a prior IIROC or MFDA Hearing Panel).
Updated as of June 30, 2026
Unpaid Fines Report
| Individual | Date of Penalty Decision or Settlement Agreement | Amount of Fine, Disgorgement (if any) and/or costs | Province | Amount Paid |
|---|---|---|---|---|
| Notis, Israel (Steve) | 7 October 2019 | $40,000 | ON | Partial |
| Nott, Kenneth | 30 April 2011 | $22,500 | ON | None |
| Nunweiler, Conrad | 7 March 2012 | $265,000 | BC | Partial |
| Nyquvest, Shayne Ian Frederick | 16 December 2021 | $39,000 | BC | Partial |
| O'Brien, Joshua | 9 December 2021 | $10,000 | NL | Partial |
| O'Brien, Leo | 25 November 2008 | $65,000 | NL | None |
| O'Mara, Michael | 29 March 2018 | $2,500 | ON | Partial |
| O'Neill, Patrick David | 11 April 2011 | $879,985 | QC | None |
| O'Reilly, James | 5 February 2025 | $50,000 | ON | None |
| Ocampo, Lilibeth | 24 June 2014 | $260,000 | ON | None |