| Canadian Investment Regulatory Organization

CIRO Hearing Panel Issues Reasons for Decision in the Matter of Emma Ruby Doherty

Decision Notice

January 13, 2026

Guidance on Guaranteeing a Trade Price for a Client Order

January 13, 2026

Investment Dealer

IN THE MATTER OF Teymur Englesby and Cale Nishimura – Review Requested

January 12, 2026

CIRO to Hold a Disciplinary Hearing for Tiffany Lee Felker

January 12, 2026

Market Share Report for the Fourth Quarter of 2025

Marketplace Bulletin

January 9, 2026

CIRO Sanctions Franco Caligiuri

Decision Notice

January 9, 2026

CIRO hearing panel issues reasons for decision in the matter of Marc-Antoine Ladeiro

Decision Notice

January 15, 2026

CIRO Sanctions Emma Ruby Doherty

Decision Notice

January 9, 2026

Procedures for Handling Certain Designated Trades as Principal

January 29, 2026

Investment Dealer

Obtaining a Trading Exemption or Rule Interpretation

January 29, 2026

Investment Dealer

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