| Canadian Investment Regulatory Organization

New SRO amends hearing dates in the matter of Brent Polischuk

New SRO Hearing Panel adjourns Hearing on the Merits in the matter of Leszek Dziadecki

Mutual Fund Dealer

New SRO Hearing Panel issues Reasons for Decision in the matter of Nhat Trieu

Decision Notice

February 28, 2023

Mutual Fund Dealer

New SRO schedules dates for Hearing on the Merits in the matter of Andrew Tachauer

February 24, 2023

MFDA Hearing Panel makes findings of misconduct and imposes sanctions against Zinan Liu

Decision Notice

February 24, 2023

New SRO Hearing Panel issues Reasons for Decision in the matter of MD Sabab Alam

Decision Notice

February 23, 2023

New SRO reschedules interim appearance in the matter of Brent Polischuk

February 22, 2023

New SRO Hearing Panel issues Reasons for Decision in the matter of Laura Kowall

Decision Notice

February 22, 2023

New SRO issues Notice of Settlement Hearing in respect of Poorvika Kandiah

February 21, 2023

New SRO adjourns interim appearance in the matter of Matthew Ewonus

February 21, 2023

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