| Canadian Investment Regulatory Organization

MFDA Hearing Panel adjourns settlement hearing in the matter of George Yamamoto

December 15, 2022

MFDA Hearing Panel issues Reasons for Decision in the matter of Helen Collymore

Decision Notice

December 14, 2022

MFDA Panel adjourns Hearing on the Merits in the matter of Zinan Liu

December 13, 2022

MFDA Hearing Panel issues Reasons for Decision in the matter of Everest D’Souza

Decision Notice

December 13, 2022

MFDA announces settlement hearing to take place in the matter of George Yamamoto

December 9, 2022

MFDA Hearing Panel makes findings of misconduct and imposes sanctions against Ken Derksen

Decision Notice

December 9, 2022

MFDA schedules dates for Hearing on the Merits in the matter of Matthew Ewonus

December 7, 2022

MFDA cancels interim appearance in the matter of Sungsoo (Steve) Lee

December 7, 2022

MFDA issues Notice of Settlement Hearing in respect of Tyler Comrie

December 6, 2022

MFDA issues Notice of Settlement Hearing in respect of Maria Santos

December 6, 2022

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