| Canadian Investment Regulatory Organization

MFDA Hearing Panel issues Reasons for Decision (Penalty) in the matter of Joel Attis

Decision Notice

December 22, 2022

MFDA Hearing Panel accepts settlement agreement with Zhi Cheng Charles Jiang

Decision Notice

December 21, 2022

MFDA issues Notice of Settlement Hearing in respect of Ryan Small

December 21, 2022

MFDA issues Notice of Settlement Hearing in respect of Zhi Cheng Charles Jiang

December 20, 2022

MFDA issues Notice of Settlement Hearing in respect of Gilbert VanAmburg

December 20, 2022

MFDA issues Notice of Settlement Hearing in respect of Megha Arora

December 20, 2022

MFDA announces continuation of settlement hearing in the matter of George Yamamoto

December 20, 2022

MFDA announces disciplinary proceeding in respect of Seongho (Steve) Park

December 19, 2022

MFDA Hearing Panel accepts settlement agreement with Laura Kowall

Decision Notice

December 19, 2022

MFDA Hearing Panel accepts settlement agreement with Robert Watts

Decision Notice

December 19, 2022

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