| Canadian Investment Regulatory Organization

CIRO Sanctions Ankit Pravinkumar Thakkar

Decision Notice

December 16, 2025

Cormark Securities Inc.

Change in Control/Ownership

December 15, 2025

Access to Online Advice in the Advisory and Managed Channels

Administrative Bulletin

December 17, 2025

CIRO to Hold a Continuation Hearing for Franco Caligiuri

December 15, 2025

CIRO Sanctions Randy Bryan Hildebrandt

Decision Notice

December 15, 2025

CSA and CIRO provide guidance for finfluencers and firms on how to work with them and protect investors

December 11, 2025

Amendments Respecting Trading Increments

Approval/Implementation

December 18, 2025

Investment Dealer

Joint Canadian Securities Administrators / Canadian Investment Regulatory Organization Staff Notice 31-368 Client Focused Reforms: Review of Registrants’ Know Your Client, Know Your Product and Suitability Determination Practices and Additional Guidance

December 10, 2025

Joint Canadian Securities Administrators and Canadian Investment Regulatory Organization Staff Notice 31-369 Guidance on the Application of Securities Legislation to Finfluencer Activity

December 11, 2025

Doherty, Emma

Read more about Doherty, Emma

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