| Canadian Investment Regulatory Organization

Guidance Respecting Third-Party Electronic Access to Marketplaces

Investment Dealer

General Counsel’s Office — Comments (CIRO)

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Gatekeeper Requirements For Direct Electronic Access and Routing Arrangements

Investment Dealer

CIRO Launches Disgorgement Distribution Program to return funds to harmed investors

IN THE MATTER OF Abid Hossain – Adjournment

CIRO’s InnovateSafe test involving inventory positions of stablecoins

IN THE MATTER OF Angie Lau – Adjournment

Trading During Certain Securities Transactions

Investment Dealer

Sales of Restricted Securities

Investment Dealer

CIRO Sanctions Virtu Canada Corp.

Decision Notice

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