| Canadian Investment Regulatory Organization

Application of CIRO Requirements to Event Contracts

IN THE MATTER OF Roberto Daniel Chu – Adjournment

Cogan, Alain Georges

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Guidance on Trading Supervision Obligations

Investment Dealer

Gatekeeper Reporting Obligation

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CIRO to Hold a Disciplinary Hearing for Alain Georges Cogan

IN THE MATTER OF Tiffany Lee Felker – Adjournment

eDiscovery and Evidence (CIRO)

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Amendments Respecting Reasonable Expectations to Settle Short Sales

Approval/Implementation

Investment Dealer

Use of Identifiers and Notification Requirements Respecting Certain Order Execution Only and Direct Electronic Access Clients and Advisers

Investment Dealer

Welcome to CIRO.ca!

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