| Canadian Investment Regulatory Organization

Amendments Respecting Contingent Derivative Orders

Approval/Implementation

November 20, 2025

Investment Dealer

CIRO Sanctions Thomas Leonard Keough

Decision Notice

November 18, 2025

Felker, Tiffany Lee

Read more about Felker, Tiffany Lee

CIRO to Hold a Disciplinary Hearing for Tiffany Lee Felker

November 11, 2025

CIRO to Hold a Settlement Hearing for James Hartwell

November 11, 2025

CIRO to Hold an Interim Appearance for Michael Alan Kemp and Jessica Anne Kemp

November 10, 2025

CIRO Hearing Panel issues Reasons for Decision in the matter of Carlos (Ricardo) Gonzalez-Ticas

Decision Notice

November 7, 2025

Investor Alert: Tradock LTD falsely claims IIROC registration

November 6, 2025

CIRO to Hold a Disciplinary Hearing for Lou Albert Cruz Soco

November 7, 2025

List of securities eligible for reduced margin (LSERM)

November 5, 2025

Investment Dealer

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