| Canadian Investment Regulatory Organization

Maintaining Evidence of Disclosure

August 22, 2007

Exempt Securities of Non-Arm's Length Issuers

Member Obligations Regarding Outsourcing

February 14, 2007

Joint Regulatory Notice on the Role of Compliance and Supervision

December 5, 2006

Signature Falsification

October 31, 2007

Business Continuity Planning

October 23, 2006

Undivided Interests in Land

Conflicts of Interest – MFDA Rule 2.1.4 (WITHDRAWN June 30, 2021)

Stealth Advising

November 14, 2007

Servicing of Client Accounts in Transition

Welcome to CIRO.ca!

You can find the Canadian Investment Regulatory Organization (CIRO) at CIRO.ca with our fresh look and feel.