| Canadian Investment Regulatory Organization

Member Resignations and Reorganizations

Transfer of Client Accounts

Electronic Signatures

January 23, 2003

Supervision Requirements for Licensed Assistants at Branch Offices

October 2, 2002

Introducing/Carrying Dealer Arrangements

Policies and Procedures Manual

Websites of Approved Persons of MFDA Members

November 22, 2004

List of foreign exchange (FX) spot risk margin rates for Canadian and U.S. base currency accounts

Investment Dealer

Control or Authority over the Financial Affairs of a Client – Rule 2.3.1

October 29, 2004

Joint Regulatory Notice – Joint Service and Omnibus Arrangements Between IDA and MFDA Members

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You can find the Canadian Investment Regulatory Organization (CIRO) at CIRO.ca with our fresh look and feel.