| Canadian Investment Regulatory Organization

Service arrangements between Dealer Members and Portfolio Managers

October 14, 2021

Guidance on Marketplace and Average Price Disclosure for Trade Confirmations

October 14, 2021

Managing significant areas of risk

October 14, 2021

Order Protection Rule: Market Share Threshold Effective as of April 1, 2024

Marketplace Bulletin

February 29, 2024

Investment Dealer

CIRO to Hold a Disciplinary Hearing for Peter Michael Deeb and Hampton Securities Limited

February 27, 2024

Updated Guidance – Schedule 9 of Form 1, Concentration of Securities

Approval/Implementation

February 27, 2024

Investment Dealer

Client excess margin adjustment to amount loaned for purposes of determining concentration exposures

February 27, 2024

Investment Dealer

Schedule 9 of Form 1, Concentration of Securities Guidance

February 27, 2024

Investment Dealer

IN THE MATTER OF Andrew Kazina – Adjournment

February 22, 2024

Amendments regarding margin requirements for structured products

Approval/Implementation

February 22, 2024

Investment Dealer

Welcome to CIRO.ca!

You can find the Canadian Investment Regulatory Organization (CIRO) at CIRO.ca with our fresh look and feel.