Investor Alert:
CIRO is warning investors about fraudsters impersonating CIRO-registered firms in social media advertisements.
The Canadian Investment Regulatory Organization (CIRO) is publishing for comment Phase 3 of its Rule Consolidation Project rule proposals. The Rule Consolidation Project will bring together the two member regulation rule sets currently applicable to investment dealers and to mutual fund dealers into one set of member regulation rules applicable to both categories of CIRO Dealer Members.
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