| Canadian Investment Regulatory Organization

Mutual Fund Dealers Association – 2018 Client Research Project

Compliance Bulletin

Mutual Fund Dealer

Electronic Communications Review

Compliance Bulletin

Mutual Fund Dealer

Proposed MFDA Rules 1.2 (Definitions), 1.26 (Continuing Education), and Proposed MFDA Policy No. 9 – Continuing Education (CE) Requirements

Policy Bulletin

Mutual Fund Dealer

Proposed MFDA Staff Notice on MFDA Member Intermediary Arrangements - Publication for Comment

Policy Bulletin

Mutual Fund Dealer

CRM2 Report

Compliance Bulletin

January 30, 2018

Mutual Fund Dealer

2018 Compliance and Member Education Priorities

Compliance Bulletin

January 16, 2018

Mutual Fund Dealer

Approval of Housekeeping Amendments to MFDA Rule 5.3 (Client Reporting) and MFDA Policy No. 7 (Performance Reporting)

Policy Bulletin

January 4, 2018

Mutual Fund Dealer

MFDA Client Research Report

Compliance Bulletin

Mutual Fund Dealer

MFDA Whistleblower Program

Enforcement Bulletin

Mutual Fund Dealer

Suitability - Research Paper on Canadian Securities Regulatory Authority Decisions

Policy Bulletin

January 24, 2017

Mutual Fund Dealer

Welcome to CIRO.ca!

You can find the Canadian Investment Regulatory Organization (CIRO) at CIRO.ca with our fresh look and feel.