| Canadian Investment Regulatory Organization

Proposed Amendment to MFDA By-Law No. 1, Subsection 24.A (Ombudservice)

Policy Bulletin

Mutual Fund Dealer

Proposed definition of “records” in section 1 of MFDA Bylaw No. 1 and proposed amendments to section 22 (Examinations and Investigatory Powers) of MFDA Bylaw No. 1

Policy Bulletin

Mutual Fund Dealer

MFDA Warns of Fraudulent Phishing Emails Targeting MFDA Members

Member Bulletin

Mutual Fund Dealer

Proposed Amendments to MFDA By-law No.1 - Sections 3.3 (Election and Term), 3.6.1 (Governance Committee), 4.7 (Quorum)

Policy Bulletin

Mutual Fund Dealer

New Member - Wealthforce Inc.

Mutual Fund Dealer

Conflicts of Interest – Promotional Activities

Compliance Bulletin

Mutual Fund Dealer

Applications for Membership on Policy Advisory Committee

Policy Bulletin

February 25, 2019

Mutual Fund Dealer

Fiera Capital Funds Inc.

February 25, 2019

Mutual Fund Dealer

Revised Limited Trading Authorization Form and Guidelines for Individual and Joint Accounts

Policy Bulletin

February 25, 2019

Mutual Fund Dealer

MFDA Initiatives and Priorities – 2019

Member Bulletin

February 6, 2019

Mutual Fund Dealer

Welcome to CIRO.ca!

You can find the Canadian Investment Regulatory Organization (CIRO) at CIRO.ca with our fresh look and feel.