| Canadian Investment Regulatory Organization

First Affiliated Securities Inc.

Intention to Resign

September 17, 2019

Mutual Fund Dealer

Sinclair-Cockburn Financial Services Inc.

August 26, 2019

Mutual Fund Dealer

OBSI Joint Regulators Committee Annual Report for 2018

Member Bulletin

August 15, 2019

Mutual Fund Dealer

Continuing Education (CE) Accreditation Process - Request for Comments

Policy Bulletin

Mutual Fund Dealer

Notice of Intention to Resign - Acadia Financial Services Inc.

Intention to Resign

Mutual Fund Dealer

Lincluden Mutual Fund Dealer Inc.

Mutual Fund Dealer

MFDA Policy Advisory Committee – New Members

Policy Bulletin

Mutual Fund Dealer

New Member - Agora Dealer Services Corp.

Mutual Fund Dealer

Approved Person Targeted Review

Compliance Bulletin

Mutual Fund Dealer

Proposed Amendments to MFDA Rule 2.3.1(b) (Discretionary Trading)

Policy Bulletin

Mutual Fund Dealer

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You can find the Canadian Investment Regulatory Organization (CIRO) at CIRO.ca with our fresh look and feel.