Investor Alert:
CIRO is warning investors about Newcomer Guide – Due Diligence, operating through the website “newcomerguide.weebly[.]com.”
Basic Details
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Registration Information
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CIRO Approval Categories
This section identifies the category or categories in which an advisor is currently approved
by CIRO to do business with his/her clients.
Registered Provinces and Territories
This person is registered to trade and is registered as a dealing representative or salesperson (if registered under commodity futures legislation in Ontario or Manitoba) in the following province(s)/territories:
Terms and Conditions
If an advisor has a condition(s) placed on their approval with CIRO or their registration, it will be identified here.
The following terms and conditions have been placed on this advisor:
NonePrevious sponsoring CIRO Member firms
This advisor was previously registered with:
None
Industry Courses
This person has completed or been exempted from the following industry course(s) and exam(s):
No courses.
Regulatory Disclosures
Questions prior to September 28, 2009
There is no information available about regulatory disclosures.
Questions after September 28, 2009
There is no information available about regulatory disclosures.
Disciplinary Actions
No disciplinary actions found.
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