Investor Alert:
Investors are advised to exercise caution when considering Guaranteed Investment Certificate (GIC) offers online.
Investor Alert:
Investors are advised to exercise caution when considering Guaranteed Investment Certificate (GIC) offers online.
This tool will allow you to look up the name of an investments advisor and see:
Details on an advisor license and regulation history with CIRO is only available for currently regulated members. To look up an enforcement action against a formerly regulated member, search for them on our enforcement page.
Not sure if you are looking in the right place? Maybe you’re looking for a dealer name instead, or need to know if they are still regulated by CIRO? Follow the link below for other resources and search tips.
Welcome to CIRO.ca!
You can find the Canadian Investment Regulatory Organization (CIRO) at CIRO.ca with our fresh look and feel.
The following sections of the legacy mfda.ca and iiroc.ca sites have been migrated to ciro.ca:
We will continue moving items off MFDA and IIROC in 2024. Stay tuned for future updates.