Alert: For more information on the cybersecurity incident, please visit the cybersecurity incident page. More Info Close
Investor Alert: CIRO is warning investors about fraudsters impersonating CIRO-registered firms in social media advertisements. More Info Close
Enforcement Proceeding : Gaunt, Geoffrey Date of Penalty Decision : September 20, 2013 Amount of Fine, Disgorgement (if any) and/or costs : $45,000 Province : NS Amount Paid : None