Talosi, Stephen

File Number

202239

Status

Concluded

Outcome

Costs $5000.00; Educational Course Requirement; Fine $40000.00; Suspension

Relevant documents:

Re Talosi 2024 CIRO 11

Talosi, Stephen - Order - 202239 (August 21, 2023)

Talosi, Stephen - Settlement Agreement - 202239

Talosi, Stephen - Order - 202239 (November 21, 2022)

Talosi, Stephen - Notice of Hearing - 202239

Notices about this Proceeding:

09/27/22

MFDA announces disciplinary proceeding in respect of Stephen Talosi

Type:

Hearing Notice

11/03/22

MFDA reschedules first appearance in the matter of Stephen Talosi

Type:

Hearing Notice

11/21/22

MFDA schedules dates for Hearing on the Merits in the matter of Stephen Talosi

Type:

Hearing Notice

08/08/23

CIRO announces settlement hearing to take place in the matter of Stephen Talosi

Type:

Hearing Notice

10/10/23

CIRO Hearing Panel accepts settlement agreement with Stephen Talosi

Type:

Decision Notice

02/13/24

CIRO Hearing Panel issues Reasons for Decision in the matter of Stephen Joseph Talosi

Type:

Decision Notice

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