Tachauer, Andrew

File Number

202255

Status

Concluded

Outcome

Costs $5000.00; Fine $40000.00

Relevant documents:

Re Tachauer 2024 CIRO 17

Tachauer, Andrew - Order - 202255 (June 23, 2023)

Tachauer, Andrew - Settlement Agreement - 202255

Tachauer, Andrew - Order - 202255 (February 2, 2023)

Tachauer, Andrew - Notice of Hearing - 202255

Notices about this Proceeding:

12/28/22

MFDA announces disciplinary proceeding in respect of Andrew Tachauer

Type:

Hearing Notice

02/24/23

New SRO schedules dates for Hearing on the Merits in the matter of Andrew Tachauer

Type:

Hearing Notice

06/19/23

CIRO confirms hearing dates in the matter of Andrew Tachauer

Type:

Hearing Notice

06/21/23

CIRO announces settlement hearing to take place in the matter of Andrew Tachauer

Type:

Hearing Notice

08/11/23

CIRO Hearing Panel accepts settlement agreement with Andrew Tachauer

Type:

Decision Notice

04/03/24

CIRO Hearing Panel issues Reasons for Decision in the matter of Andrew Tachauer

Type:

Decision Notice

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