Soco, Lou Albert Cruz

File Number
Date Commenced:
Date Concluded:
Status
Concluded
Key Allegations
Misappropriation/Misrepresentation/Fraud
Conflict of Interest
Failure to Cooperate
Outcome
Fine $267,950; Costs $32,167.25; Disgorgement $217,950; Permanent Prohibition

Relevant documents:

Notices about this Proceeding:

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