Roberts, Christopher

File Number

202225

Status

Concluded

Outcome

Costs $2500.00; Fine $10000.00

Relevant documents:

Reasons202225.pdf

Reasons202225_fr.pdf

Order202225.pdf

Notices about this Proceeding:

07/21/22

MFDA issues Notice of Settlement Hearing in respect of Christopher Roberts

Type:

Hearing Notice

09/13/22

MFDA Hearing Panel accepts settlement agreement with Christopher Roberts

Type:

Decision Notice

01/18/23

New SRO Hearing Panel issues Reasons for Decision in the matter of Christopher Roberts

Type:

Decision Notice

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