Alert:

A nationwide postal strike or lockout may occur as early as November 3, 2004. Dealer Members must take steps to ensure that document delivery requirements prescribed under CIRO Rules continue to be met.

RBC Dominion Securities Inc.

File Number
Date Commenced:
Date Concluded:
Status
Concluded
Outcome
Fine $1,000,000; Costs $15,000; Conditions

Notices about this Proceeding: