Mifsud, Joshua Emanuel
File Number
202327
Date Commenced:
Date Concluded:
Status
Concluded
Outcome
Fine $5,000; Costs $2,500
Relevant documents:
Notices about this Proceeding:
CIRO hearing panel reserves judgment on penalty in the matter of Joshua Emanuel Mifsud
Type:
Decision Notice
Welcome to CIRO.ca!
You can find the Canadian Investment Regulatory Organization (CIRO) at CIRO.ca with our fresh look and feel.
The following sections of the legacy mfda.ca and iiroc.ca sites have been migrated to ciro.ca:
- Enforcement
- Hearings
- Consultations
- A unified member directory (Dealers We Regulate)
- Advisor Report
We will continue moving items off MFDA and IIROC in 2024. Stay tuned for future updates.