Liu, Yujie (Jared)
File Number
Date Commenced:
Date Concluded:
Status
Concluded
Outcome
Fine $80,000; Costs $5,000; Disgorgement $63,258; Conditions
Relevant documents:
Notices about this Proceeding:
CIRO to Hold a Settlement Hearing for Yujie (Jared) Liu and BMO Nesbitt Burns Inc.
Type:
Hearing Notice
CIRO to Hold a Settlement Hearing for Yujie (Jared) Liu and BMO Nesbitt Burns Inc.
Type:
Hearing Notice